Electoral Backgrounder: Influencing votes

Introduction

1. Electoral Backgrounders are published by the Australian Electoral Commission (AEC) to provide a basic introduction to electoral law, policy and procedures for the information and guidance of all interested parties. Electoral Backgrounders do not promote a particular position or represent legal advice, and should not be relied upon as such. Anyone requiring legal advice should consult their own legal advisers.

2. The AEC administers the conduct of federal elections under the provisions of the Commonwealth Electoral Act 1918 (the Act). The Act is available on the Australian Government’s Federal Register of Legislation. Unless otherwise specified, all references to sections are to sections of the Act. Also please note, the words 'voter' and 'elector' are used interchangeably throughout this publication.

3. This Backgrounder provides introductory information in relation to ss 325A, 326 and 327 of the Act. These sections provide that it is a criminal offence to engage in certain activities with the intention of influencing the votes of electors or interfering with the exercise of a person's political rights or duties relating to elections. Relevant provisions of the Act are detailed at page 7 of this Backgrounder.

4. Readers should not rely on the information in this document as a statement of how the law will apply in any particular case. Accordingly, if you are in doubt about the interpretation of the law in particular circumstances you should seek your own independent legal advice.

5. The information in this Backgrounder is set out under the following headings:

  • Electoral bribery
  • Influencing votes of patients in hospitals and nursing homes
  • Interference with political liberty
  • What to do if you think any of these offences are occurring
  • Summary
  • Suggestions for further reading
  • Relevant provisions of the Commonwealth Electoral Act 1918.

Electoral bribery

6. Section 326 of the Act provides that a person cannot ask for, receive or obtain, or give or confer, any property or benefit with the intention of influencing the vote or candidature of a person at a federal election. The electoral bribery offence does not apply to declarations of public policy or promises of public action.

7. If a person is found guilty of this offence, a court may impose a penalty of imprisonment of up to 2 years or 50 penalty units, or both.

8. There is some uncertainty about the scope of s 326. The provision could arguably cover a wide range of factual circumstances. The only judicial guidance is provided by cases decided in state Supreme Courts on similar offences in state legislation

9. There have been no cases of electoral bribery brought before the courts in the history of federal parliamentary elections, and therefore the law cannot be absolutely certain.

10. The majority of complaints concerning s 326 made to the AEC relate to the provision of hospitality (in the form of, for example, tea and biscuits or sausage sizzles) at events organised by political parties and candidates in local communities. It is arguable, however, that s 326 may not be contravened by such hospitality as it is reasonable to argue that the intention of the people providing the hospitality is not to directly influence voters or to buy their political allegiance, but to offer hospitality whilst facilitating political discussion.

11. It should be noted that if, as a result of election petition proceedings, the Court of Disputed Returns finds that an elected candidate has committed, or attempted to commit, bribery, the Court must declare the election of the candidate void under s 362 of the Act.

Influencing votes of patients in hospitals and nursing homes

12. Subsection 325A(1) of the Act prohibits a proprietor or employee of a hospital or nursing home from doing anything with the intention of influencing the vote of a patient in, or resident at, the hospital or nursing home. For the purposes of the Act a 'proprietor' includes a person who is a member or officer of a body corporate that is the proprietor of a hospital or nursing home. Section 4 of the Act defines 'nursing home' as an institution, other than a hospital, in which infirm, ill or people who have disabilities needing continuing nursing care are provided with accommodation and nursing care. 'Hospital' is defined as including a convalescent home, or an institution similar to a hospital or to a convalescent home.

13. Section 325A was enacted in 1990 and has not yet been the subject of litigation. However the AEC understands that the intention of s 325A is to ensure that hospital and nursing home patients and residents are not pressured to vote in a way that is contrary to their own personal preferences, or unduly influenced in the formation of their preferences.

14. For example, a nursing home proprietor may contravene the section if the proprietor chooses to accept electoral material from one candidate to be distributed to the residents in the home, but refuses to accept or distribute electoral material from other candidates, in order to influence the vote of a patient.

15. If a person is found guilty of this offence, a court may impose a penalty of imprisonment for up to 6 months or 10 penalty units, or both.

Interference with political liberty

16. Subsection 327(1) of the Act provides that a person shall not hinder or interfere with the free exercise or performance, by any other person, of any political right or duty that is relevant to an election. Examples of interference with political liberty may include violence, obscene or discriminatory abuse, property damage and harassment or stalking. If a person is found guilty of this offence, a court may impose a penalty of imprisonment for up to 3 years or 100 penalty units, or both.

17. In addition, sub-s 327(2) provides that a person must not discriminate against another person on the ground of the other person making a donation to a political party or group by denying the person access to membership of certain groups; by not allowing the person to work or continue to work; or by subjecting the person to any form of intimidation or coercion or any other detriment.

18. If a person is found guilty of this offence, a court may impose a penalty of imprisonment for up to 2 years or 50 penalty units, or both. If a body corporate is found guilty of this offence, a court may impose for a penalty of 200 penalty units.

19. The High Court has indicated that it will be reluctant to find that the offence provisions of the Act infringe on conduct that is more appropriately covered by the political process. In Re Cusack it was argued that the requirement under s 170 of the Act that a candidate pay a nomination fee interfered with the free exercise of a right or duty contrary to sub-s 327(1). In finding that s 170 was not inconsistent with s 327, Justice Wilson stated:

"The requirement that a candidate pay a nomination fee does not interfere with the free exercise of a political right or duty. Section 327 is not addressed to fiscal considerations of the kind that are dealt with in s 170. It is concerned with intimidatory or other practices that tend to overbear the freedom or will of the person exercising the right or duty. Furthermore the larger questions concerning the legitimacy of the legislative process are not questions that can be addressed in this Court. They are questions for debate, if at all, in the political arena."

20. This statement suggests that the type of conduct s 327 is likely to apply to include physical intimidation or social or economic discrimination that directly interferes with a person's ability to freely participate in the electoral process.

In Hudson v Entsch [2005] FCA 460 it was argued that Mr Entsch had incited another person to knock down an electoral sign and that this interfered with the free exercise of a political right or duty by Mr Hudson contrary to sub-s 327(1). In concluding that the factual circumstances of the case did not reveal a breach of s 327, Justice Dowsett stated that political right or duty is restricted:

"In my view, a political right, for the purposes of sub-s 327(1) is the right to vote (including the allocation of preferences), the right to stand for election and the right to support or oppose a candidate, group of candidates or party."

Further to this Justice Dowsett stated that to knock down a sign might be an exercise of another person's political right.

"Mr Hudson exercised his right to oppose Mr Entsch's candidature by erecting signs. His right was not hindered or interfered with by their being knocked down. He remained free to erect more signs or to express his opposition in other ways. Further, having exercised one’s right to support or oppose a candidate, one must accept that any lawful response to it may also be valid support for, or opposition to, the candidate in question. To knock down an electoral sign may be as much an expression of such support or opposition as is its erection, provided that both actions are performed lawfully."

Issues going to the legality of support or opposition will be determined on their facts on a case-by-case basis.

21. If a candidate is elected and the Court of Disputed Returns finds that the candidate has interfered with, or attempted to interfere with, political liberty as prohibited by s 327, the Court must declare the election of the candidate void under s 362 of the Act.

What to do if you think any of these offences are occurring

22. If someone suspects another person or persons of committing an offence under these (or any other) provisions of the Act, there are a number of avenues available. These vary depending on the circumstances.

23. Concerns about electoral offences, or knowledge of any suspected breaches of the law, can be reported directly to the Australian Federal Police.

Before or during the polling:

a) Notify the AEC

24. Anyone who is aware of a breach (or possible breach) of ss 325A, 326 or 327 is encouraged to notify the AEC. The AEC will then determine whether it is appropriate to apply to the Federal Court for an injunction to stop the behaviour (see below) or whether the matter should be dealt with after the cessation of polling. The complainant should provide as much information as possible to enable assessment of the alleged breach. Evidence from which the AEC can make a formal assessment of its compliance with the law should accompany complaints.

b) Injunction

25. Section 383 of the Act provides that the Federal Court may grant an injunction against a person who has engaged, is engaging or is proposing to engage in any activity that contravenes the Act (or other Commonwealth law as it relates to elections) to restrain them from engaging in the conduct. Section 383 specifies that either a candidate in the election or the AEC may apply to the Federal Court for an injunction. Electors who are not candidates are not able to independently apply to the Federal Court for an injunction and should instead notify either the AEC or a candidate in the election.

After the polling:

c) Notify the AEC

26. Anyone who is aware of a breach (or possible breach) of ss 325A, 326 or 327 is encouraged to notify the AEC. The complainant should provide as much information as possible to enable assessment of the alleged breach. Evidence from which the AEC can make a formal assessment of its compliance with the law should accompany complaints.

d) Election petition

27. The High Court of Australia, sitting as the Court of Disputed Returns, is empowered under Part XXII of the Act to inquire into the validity of federal elections, including any allegations of illegal practice. Illegal practice is specified in the Act to mean, for the purposes of Part XXII, a contravention of the Act or its regulations.

28. To bring an allegation of illegal practice before the Court, it is necessary for an elector to file a petition with the High Court Registry within 40 days of the return of the writ for the election. An elector can only dispute the election in which he or she was enrolled to vote, that is, a petitioner cannot dispute the entire federal election but just the particular House of Representatives division or Senate state or territory election allegedly affected. The petition must set out the facts relied on to dispute the election, provide the particulars of any allegations made, and be signed by witnesses. The requirements in the Act for what information must be set out in a petition are stringent and potential petitioners are advised to seek legal advice before lodging a petition. There are statutory fees and charges involved in petition proceedings, however these charges, and any costs orders, may be waived in certain circumstances in the public interest.

29. The Court of Disputed Returns is empowered to, amongst other things, declare a person who was returned as elected not duly elected, declare any election absolutely void, and to dismiss or uphold the petition in whole or in part.

30. Under the Act the AEC is itself entitled to file a petition disputing an election. This may occur in circumstances where official error or illegal conduct sufficient to affect the result of an election has been discovered, or where a tied vote in a House of Representatives election cannot be resolved on the recount provided for in the Act.

31. If the Court of Disputed Returns finds that a successful candidate has committed, or attempted to commit, bribery or undue influence, the court must void the election of the candidate. The court will not void the election of a candidate if the illegal practice was committed by someone other than the candidate without the candidate's knowledge or authority, or if the illegal practice was not bribery, corruption or attempted bribery or corruption, unless the court is satisfied that the result of the election was affected and that it would be just for the candidate to be declared not duly elected or that the election should be declared void.

32. Where the Court of Disputed Returns finds that any person has committed an illegal practice, the court must report this finding to the relevant Minister. The person who committed the illegal practice may still be prosecuted whether or not the illegal practice affected the results of the election.

e) Parliamentary scrutiny – submissions to the Joint Standing Committee on Electoral Matters (JSCEM)

33. It has been customary after a federal election for the JSCEM to conduct an inquiry into the conduct of the election. The JSCEM includes representatives from all major political parties in the Parliament and is chaired by a member of the governing political party or coalition of parties.

34. Each JSCEM inquiry into a federal election invites public submissions, holds public hearings across the nation for a period of about a year, and, amongst other things, investigates any allegations of illegal practice. The AEC makes numerous submissions to each JSCEM inquiry on all aspects of the conduct of the election. After they are released for publication by the JSCEM, AEC submissions are made available to the public in hard copy through the JSCEM Secretariat, or on the AEC website at www.aec.gov.au.

35. Each inquiry results in a JSCEM Report, which analyses and comments on all public submissions, and contains recommendations for changes to electoral legislation and procedures.

36. The JSCEM Report is tabled in Parliament and copies are made publicly available on the Australian Parliament House website www.aph.gov.au. The Government of the day responds to the JSCEM recommendations by tabling a formal response in the Parliament and where necessary proposing legislation to amend the Act.

Summary

37. The offences under ss 325A, 326 and 327 of the Commonwealth Electoral Act 1918 are in force at all times and not just during the election period. Where any of these provisions of the Act appear to have been contravened, the AEC may refer the matter to the Australian Federal Police for investigation, and a brief of evidence may be referred to the Commonwealth Director of Public Prosecutions (DPP) for advice. The DPP using the Prosecution Policy of the Commonwealth then decides whether a prosecution against the alleged offender should be instituted.

38. Readers should note that the AEC is able to assist political parties, intending candidates or other interested organisations or individuals by informing them of legislative requirements in relation to elections that are set out in the Act. The AEC is not able to provide legal advice. This includes advice as to whether particular circumstances breach the legislative requirements.

39. Anyone with an interest in the interpretation of the law in relation to ss 325A, 326 or 327 in particular circumstances should consult the exact provisions of the Act and seek their own legal advice. Anyone who believes that there is a case for legislative amendment to the Act should lodge a submission with the JSCEM at Parliament House.

Suggestions for further reading

40. The Commonwealth Electoral Act 1918 is available on the Australian Government’s Federal Register of Legislation. AEC Parliamentary submissions relating to electoral law can be accessed through the AEC website.

41. AEC Parliamentary submissions and JSCEM reports can be accessed through the AEC website and the JSCEM website.

42. Relevant court decisions may be accessed through public libraries or the Australasian Legal Information Institute website, including the cases referred to above:

  • Re Cusack (1988) 60 ALJR 302
  • Hudson v Entsch (2005) FCA 460.

Endnotes

The Commonwealth Electoral Act 1918 can be accessed through any major public library, or the Australian Government’s Federal Register of Legislation.

Further information in relation to compliance with the Act is set out in the AEC's Electoral Backgrounder publications.

Publications

The AEC has available a number of publications for people interested in the electoral process including:

Version History

Version Purpose

29 September 2021

To address amendments to Section 327 of the Electoral Act by the Electoral Legislation Amendment (Electoral Offences and Preventing Multiple Voting) Act 2021 to include an example of conduct amounting to an offence of interfering with political liberty. This amendment also increased the penalty for this offence.